Nonfiction » Business & Economics » Business Law

Business Brokers and Securities
You set the price! Words: 4,640. Language: English. Published: August 10, 2015. Categories: Nonfiction » Business & Economics » Business Law
This a primer on how to garner finder's fees without violating securities laws.
Canada's Role in the Payment Processing Industry
Price: Free! Words: 2,290. Language: English. Published: September 29, 2014. Categories: Nonfiction » Business & Economics » Business Law
Welcome to the adventure that is currently the Payment Processing Industry in Canada. It is a long trail of mystery, deceit, corruption and hard-to-imagine profits, in an environment of, until very recently, little or no regulation. This path produced merchants laid bare, like a Thanksgiving turkey, to the vice of the payment processing companies, especially the Canadian banks, plucking and carv
Crowdfunding on Steroids
You set the price! Words: 9,600. Language: English. Published: September 6, 2014. Categories: Nonfiction » Business & Economics » Business Law, Nonfiction » Business & Economics » Government & business
The new Rule 506 changes everything. The SEC has lifted an 80-year ban on general solicitation and start-ups and other Issuers for the first time can use public advertising to sell private offerings.
Crowdfunding in 2014 (Understanding a New Asset Class)
You set the price! Words: 3,330. Language: English. Published: September 6, 2014. Categories: Nonfiction » Business & Economics » Business Law, Nonfiction » Business & Economics » Government & business
New Rule 506(c has changed everything when it comes to raising money for start-ups. Learn about Private Issuers Publicly Raising (PIPRs) and the Crowdfunding Intermediary Regulatory Advocates.
Understanding Risk Management and Compliance, What Is Different After Monday, July 7, 2014
Series: Understanding Risk Management and Compliance, Book 50. Price: $0.99 USD. Words: 34,670. Language: English. Published: July 3, 2014. Categories: Nonfiction » Business & Economics » Business Law, Nonfiction » Education and Study Guides » Training & certification
What is the Enhanced Disclosure Task Force (EDTF)? (Yes, of course you need to know that!) We read in the “Review of the Pillar 3 disclosure requirements” from the Basel Committee: “The Basel Committee also carefully considered the recommendations made by the Enhanced Disclosure Task Force (EDTF), a private sector initiative facilitated by the Financial Stability Board, which ...
Understanding Sarbanes-Oxley, What Is Different After June 2014
Series: Understanding Sarbanes-Oxley, Book 11. Price: $0.99 USD. Words: 24,670. Language: English. Published: June 29, 2014. Categories: Nonfiction » Business & Economics » Business Law
A “Klein conspiracy” is a conspiracy to frustrate the US government, particularly the Internal Revenue Service (IRS), in its lawful information gathering functions. An indictment for Klein conspiracy requires an agreement to accomplish an unlawful objective against the United States, the commission of an overt act in furtherance of the conspiracy, and the knowing ...
Understanding Risk Management and Compliance, What Is Different After Monday, April 21, 2014
Price: $0.99 USD. Words: 42,830. Language: English. Published: April 17, 2014. Categories: Nonfiction » Business & Economics » Banks & banking, Nonfiction » Business & Economics » Business Law
We have a great paper today, the Peer Review of Germany from the Financial Stability Board (FSB). It is a good opportunity to evaluate the dramatic changes in Europe. We read: "An important development impacting banking supervision in Germany will be the commencement of the Single Supervisory Mechanism (SSM) on 4 November 2014. On this date, primary responsibility for the supervision ...
Marijuana Money
Series: Private Placement Handbooks, paperback. You set the price! Words: 5,150. Language: English. Published: April 7, 2014. Categories: Nonfiction » Business & Economics » Business Law, Nonfiction » Business & Economics » Business Law
Recent events will prove seminal in the to-be-written history of the industry and finally announce a pathway for investors and entrepreneurs, sometimes now referred to “ganjapreneurs” or “cannabusinesses.”
Understanding Sarbanes-Oxley, What Is Different After March 2014
Series: Understanding Sarbanes-Oxley, Book 10. Price: $0.99 USD. Words: 11,370. Language: English. Published: April 3, 2014. Categories: Nonfiction » Business & Economics » Business Law, Nonfiction » Business & Economics » Government & business
Today we will start with the priorities of the PCAOB. Overview of PCAOB Priorities - Jay D. Hanson, Board Member, CBI 10th Annual Pharma/Biotech Accounting & Reporting Congress, Philadelphia, PA Good Afternoon, Let me begin by thanking you for inviting me to be here today. Your work in the exciting and fast-paced pharmaceutical, biotechnology, medical device and healthcare industries ...
Sermaye Piyasası Kurulu Mevzuat Bölüm 1
Price: Free! Words: 265,040. Language: Turkish. Published: March 17, 2014. Categories: Nonfiction » Business & Economics » Government & business, Nonfiction » Business & Economics » Business Law
TC Başbakanlık Sermaye Piyasası Kurulu Sermaye Piyasası Kurulu Mevzuat Not: Sermaye Piyasası Kurulu Mevzuatı iki kısımdan oluşmaktadır. 2. kısımı ayrıca indirerek okuyabilirsiniz.
6362 Sayılı Sermaye Piyasası Kanunu Gerekçeleri
Price: Free! Words: 13,760. Language: Turkish. Published: March 15, 2014. Categories: Nonfiction » Business & Economics » Government & business, Nonfiction » Business & Economics » Business Law
TC Başbakanlık Sermaye Piyasası Kurulu 6362 Sayılı Sermaye Piyasası Kanunu Gekçeleri
The Patent Jungle -- The Inventor's Friendly User Guide
Price: Free! Words: 230. Language: English. Published: February 21, 2014. Categories: Nonfiction » Business & Economics » Personal success, Nonfiction » Business & Economics » Business Law
Leon Cooper, an inventor of products used world-wide, shares his knowledge about the patent process, Leon explains HOW; to save money;;to answer the patent examiner's many questions;to beat the odds in finally gaining your patent;to steer clear of bad guys;to get free help; to get a complete low-cost search; to keep your invention secret; and increase the value of your newly patented invention.
Understanding Sarbanes-Oxley, What is Different After December 2013
Series: Understanding Sarbanes-Oxley, Book 9. Price: $0.99 USD. Words: 33,730. Language: English. Published: December 28, 2013. Categories: Nonfiction » Business & Economics » Business Law, Nonfiction » Business & Economics » Management
The Public Company Accounting Oversight Board has approved amendments, as well as certain updates and clarifications, to tailor certain of its rules to the audits and auditors of brokers and dealers registered with the Securities and Exchange Commission, as authorized by the Dodd-Frank Wall Street Reform and Consumer Protection Act. "Today's vote to conform the PCAOB's rules ...
HRM Practices
Price: $0.99 USD. Words: 4,420. Language: English. Published: August 6, 2013. Categories: Nonfiction » Business & Economics » Human resource management, Nonfiction » Business & Economics » Business Law
HRM Practices are present where ever one should engage in work endeavors.Such organization activity occurs within the private & public sectors.Managers within one sector may not be able to simply transfer their experience to another sector.HRM practices involve a 3 step process of recruitment, selection, & orientation. Within these processes is the occurrence of psychological & legal contracts.
Understanding Sarbanes-Oxley, What is different after May 2013
Series: Understanding Sarbanes-Oxley, Book 2. Price: $0.99 USD. Words: 17,810. Language: English. Published: May 22, 2013. Categories: Nonfiction » Business & Economics » Business Law, Nonfiction » Business & Economics » Management
Which is the difference between triggers and vulnerabilities? Dear Mr Bernanke, can you clarify please? He did, at the 49th Annual Conference on Bank Structure and Competition sponsored by the Federal Reserve Bank of Chicago, Chicago, Illinois. He said: "To respond to this point, I will distinguish, as I have elsewhere, between triggers and vulnerabilities ...
Understanding Risk Management and Compliance, What is different after Monday, May 13, 2013
Series: Understanding Risk Management and Compliance, Book 4. Price: $0.99 USD. Words: 25,740. Language: English. Published: May 12, 2013. Categories: Nonfiction » Business & Economics » Business Law, Nonfiction » Business & Economics » Business Law
Have you ever discovered the common elements of the various initiatives, including the Volcker rule in the United States, the proposals of the Vickers Commission for the United Kingdom, the Liikanen Report to the European Commission? Leonardo Gambacorta and Adrian van Rixtel from the Monetary and Economic Department of the BIS will help us today to see the common elements and the differences!
Understanding Risk Management and Compliance, What is different after Monday, May 6, 2013
Series: Understanding Risk Management and Compliance, Book 3. Price: $0.99 USD. Words: 29,050. Language: English. Published: May 10, 2013. Categories: Nonfiction » Business & Economics » Business Law, Nonfiction » Business & Economics » Careers
I had a difficult time in the past to explain liquidity risk management and ratios. Now I know what to do. Problem solved! I will use a pollution-mitigating technology, like scrubbers to explain liquidity risk. Mr. Jeremy C Stein, Member of the Board of Governors of the Federal Reserve System explained how:
Understanding Basel III, What is different after April 2013
Series: Understanding Basel III, Book 2. Price: $0.99 USD. Words: 65,360. Language: English. Published: May 2, 2013. Categories: Nonfiction » Business & Economics » Banks & banking, Nonfiction » Business & Economics » Business Law
Auditors... it is your turn to suffer the consequences of the crisis... According to the BIS, The recent financial crisis not only revealed weaknesses in risk management, control and governance processes at banks, but also highlighted the need to improve the quality of external audits of banks.
Understanding Sarbanes-Oxley, What is different after April 2013
Series: Understanding Sarbanes-Oxley, Book 1. Price: $0.99 USD. Words: 25,080. Language: English. Published: May 2, 2013. Categories: Nonfiction » Business & Economics » Management, Nonfiction » Business & Economics » Business Law
According to James R. Doty, Chairman of the PCAOB: "The current PCAOB standards include both interim standards (the "AU" standards, which have accreted over time, as written by the profession) and 16 additional standards, promulgated by the PCAOB (the "AS" standards). As printed, these standards run to over 2,000 pages. To navigate these standards can, we are told, prove daunting."
6362 Sayılı Sermaye Piyasası Kanunu
Price: Free! Words: 32,770. Language: Turkish. Published: March 20, 2013. Categories: Nonfiction » Business & Economics » Government & business, Nonfiction » Business & Economics » Business Law
6362 SAYILI SERMAYE PİYASASI KANUNU Kanun No: 6362 Kabul Tarihi: 6/12/2012 (30/12/2012 tarihli ve 28513 sayılı Resmi Gazete'de yayımlanmıştır.)